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News - Eason Technology has received a compliance warning from NYSE American.

Business Strategy

Eason Technology has received a compliance warning from NYSE American.

by Lilit Jan. 17, 2026

HONG KONG, Jan. 16, 2026 /PRNewswire/ -- Eason Technology Limited, operating under the ticker DXF on NYSE American, has received a formal warning from the NYSE American LLC regarding its non-compliance with imperative disclosure regulations. The crux of the issue involves a breach of Section 401(a) of the NYSE American Company Guide, which mandates immediate public disclosure of all significant material information and corresponding notification to the Exchange. The warning was instigated by Eason Technology's delayed public release of information via a Form 6-K submission to the Securities and Exchange Commission on January 9, 2026. This submission pertained to critical real estate acquisition and significant securities sale agreements undertaken back in December 2025, thus contravening stipulated disclosure timings as outlined by the NYSE American Company Guide. Acknowledging the Exchange’s concerns, Eason Technology has initiated corrective measures aimed at revising its protocol for releasing material information to ensure stringent future adherence to regulatory requirements. This public disclosure comes aligned with Section 401(j) of the Company Guide, underscoring Eason Technology's efforts toward transparency and regulatory compliance. As a prominent player in Hong Kong's real estate and digital technology security sectors, Eason Technology stands committed to refining its operational methodologies to forestall recurrence of such compliance issues. The announcement also touches on the potential implications of forward-looking statements, aligning them with the Safe Harbor provisions under the U.S. Private Securities Litigation Reform Act of 1995. It emphasizes that these statements encompass various risks and uncertainties potentially impacting the Company’s future performance, thereby necessitating careful consideration by stakeholders. For further insights, the complete filings are accessible via the Securities and Exchange Commission’s portal. Eason Technology reassures its investors of its dedication to transparent communication and adherence to regulatory frameworks to foster trust and sustained growth. View original content: https://www.prnewswire.com/news-releases/eason-technology-limited-announces-receipt-of-a-warning-letter-from-nyse-american-302663636.html SOURCE Eason Technology Limited

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